Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gaston Bailey is a financial advisor with Edward Jones, a firm managing over $824 billion in assets. William has been in the industry since December 1998 and holds Series 6, 7, 9, 10, 31, and 66 licenses. William specializes in providing financial planning, portfolio management and pension consulting to individuals, businesses and various entities. William is registered with the Securities and Exchange Commission (SEC) and in 51 states, including Arizona, California, Florida, Illinois, Michigan, Missouri, New Mexico, Texas, and Wisconsin. William is also registered with the Financial Industry Regulatory Authority (FINRA) as a general securities principal. William has been affiliated with Edward Jones since December 2023, and prior to that, was with Fidelity Brokerage Services LLC, TD Ameritrade, Inc., Fairport Capital, Inc., Wells Fargo Advisors, LLC, Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Paine Webber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
07/17/2024 - Present
Edward Jones (SCOTTSDALE AZ)
AZ
09/30/2021 - 01/23/2024
FIDELITY BROKERAGE SERVICES LLC (SCOTTSDALE AZ)
WA
12/13/2018 - 03/25/2019
TD AMERITRADE, INC. (TACOMA WA)
AZ
07/30/2018 - 09/06/2018
FAIRPORT CAPITAL, INC. (SCOTTSDALE AZ)
AZ
11/16/2007 - 08/24/2016
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
AZ
04/02/2007 - 11/19/2007
MORGAN STANLEY & CO., INCORPORATED (SCOTTSDALE AZ)
AZ
02/16/2001 - 04/02/2007
MORGAN STANLEY DW INC. (SCOTTSDALE AZ)
NJ
04/11/1997 - 02/27/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/17/1994 - 04/17/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/08/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/16/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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