Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Garfield Levis is a financial advisor with over 20 years of experience in the industry. William currently works at Cetera Investment Advisers LLC in New York, NY. William has worked with several firms throughout their career, including First Allied Securities, Inc., Citigroup Global Markets Inc., and American Express Financial Advisors Inc. William is registered with the state of New York and has passed the Series 63, Series 65, Series 7, SIE and Series 99TO exams. William holds a Certified Financial Planner designation. In addition to their role at Cetera Investment Advisers LLC, William is also the president of Levis Planning, a holding company or tax/bill payment entity, and an agent for an insurance company. William specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/31/2021 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
11/13/2009 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NEW YORK NY)
NY
05/29/2007 - 11/16/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/16/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
MN
05/11/1999 - 11/07/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/11/1999 - 11/07/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/28/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Levis is the right advisor for you? Invested Better is here to help.
