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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Garcia is a registered representative with Fidelity Brokerage Services LLC and an investment advisor representative with Fidelity Personal and Workplace Advisors. William Garcia has been in the securities industry since March 12, 2006. William Garcia is registered to provide investment advice in Utah, Texas and Massachusetts. Fidelity Personal and Workplace Advisors is a financial firm based in Boston, Massachusetts, and manages approximately $1 billion - $10 billion in assets. They specialize in providing financial planning, portfolio management and educational seminars to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
BOTH
Issued 8/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/31/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/11/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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