Unclaimed
William Gallucci is a financial advisor at Northwestern Mutual Investment Services, LLC, specializing in providing investment advice and referrals to other advisors. William is licensed in 24 states and holds Series 63, Series 6TO and SIE licenses. William has been in the financial industry since September 8, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
09/09/2019 - Present
Northwestern Mutual Investment Services, LLC (Barrington IL)
BC
Issued 05/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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