Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam G. Ortner is a financial professional with over 23 years of experience in the industry. He currently works at Guggenheim Securities, LLC. Previously, William G. Ortner has held positions at UBS Securities LLC, Barclays Capital Inc., and Citigroup Global Markets Inc. William G. Ortner holds the following licenses: Series 7, Series 24, Series 63, Series 79TO and SIE. William G. Ortner is registered with FINRA and is licensed in 42 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/12/2013 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
11/12/2009 - 12/21/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
09/07/2007 - 02/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/26/1999 - 09/18/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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