linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William G Francis

Lifemark Securities Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William G Francis

William G. Francis is a financial advisor with Lifemark Securities Corp. based in Poughkeepsie, NY. William has been working in the financial services industry since March 28, 2005, and holds Series 6, SIE, and Series 63 licenses. William is registered to provide investment advice in 14 states including California, Colorado, Connecticut, Florida, Georgia, New Hampshire, New Jersey, New York, North Carolina, South Carolina, Tennessee, Texas, and Washington. William also has a DBA of Fortress Financial Advisory, LLC, where he provides sales and services of health, life, disability, and LTC insurance.

Firm Information

William Francis is currently registered with Lifemark Securities Corp.. Lifemark Securities Corp. is a registered investment advisor headquartered in Rochester, NY. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. They have 86 licensed agents, investment advisor representatives, and registered representatives who manage $246,107,839 in assets for 1,231 accounts. They are registered with the SEC and in all 50 states.
Lifemark Securities Corp.

400 WEST METRO PARK

ROCHESTER, NY 14623

$246.11M

Assets Under Management

780

Total Clients

135

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Francis’s Registration & Firm History

NY

08/23/2021 - Present

Lifemark Securities Corp. (Poughkeepsie NY)

NY

07/13/2011 - 02/02/2016

MML INVESTORS SERVICES, LLC (POUGHKEEPSIE NY)

NY

02/21/2005 - 06/07/2011

NYLIFE SECURITIES LLC (POUGHKEEPSIE NY)

Not sure if William G Francis is right for you?

Licenses & Designations

BC

Issued 02/26/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William G Francis.
Not sure if William G Francis is right for you?