Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fuentes is a financial advisor registered with Centaurus Financial, Inc. William has been in the financial services industry since 1985. William currently holds registrations in Arizona, California, Colorado, Florida, and Nevada. William has been registered with Centaurus Financial, Inc. since January 2019. Before that, William was registered with Questar Capital Corporation and First Allied Securities, Inc.. William holds the Series 6, 7, 22, 24, 63, and 66 licenses and the SIE designation. William provides portfolio management for individuals and businesses. William's specializations include providing financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/03/2023 - Present
Centaurus Financial, Inc. (Simi Valley CA)
CA
01/22/2016 - 12/31/2018
QUESTAR CAPITAL CORPORATION (SIMI VALLEY CA)
CA
03/12/2014 - 01/25/2016
FIRST ALLIED SECURITIES, INC. (SIMI VALLEY CA)
CA
05/10/2013 - 03/14/2014
NATIONAL PLANNING CORPORATION (SIMI VALLEY CA)
CA
07/01/2002 - 05/31/2013
ROYAL ALLIANCE ASSOCIATES, INC. (WESTLAKE VILLAGE CA)
MO
05/11/2001 - 07/25/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
CA
02/17/1998 - 06/01/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/16/1986 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
02/11/1985 - 05/21/1986
IDS MARKETING CORPORATION
NA
02/06/1985 - 05/19/1986
IDS FINANCIAL SERVICES INC.
BOTH
Issued 03/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/08/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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