Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fredric Kellogg is a financial advisor with over 27 years of experience in the financial services industry. William currently works at Hilltop Securities Inc. and has been there since July 2019. Previously William was employed by LPL Financial LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William has a wide range of certifications, including Series 3, 6, 7, 10, 24, 63, and 65. William specializes in providing financial advice and services to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
07/10/2019 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
03/29/2018 - 07/12/2019
LPL FINANCIAL LLC (IRVING TX)
TX
05/06/2005 - 04/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
NY
12/21/1995 - 05/11/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
12/21/1995 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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