Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Frederick Steinbauer is a financial advisor with over 35 years of experience in the industry. William has worked with The Oak Ridge Financial Services Group, Inc. since 2004, providing financial planning and portfolio management services to individuals and high-net-worth clients. Before joining Oak Ridge, William held positions with several other firms, including FELTL & COMPANY, RBC DAIN RAUSCHER INC., PRINCIPAL FINANCIAL SECURITIES, INC., EVEREN SECURITIES, INC., and DEAN WITTER REYNOLDS INC. William holds a Series 7 and Series 66 license, as well as the Securities Industry Essentials Examination. William is registered with the states of Arizona, California, Colorado, Delaware, Florida, Iowa, Minnesota, Montana, New Jersey, North Dakota, Oregon, South Dakota, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
09/25/2023 - Present
THE OAK Ridge Financial Services Group, Inc. (GOLDEN VALLEY MN)
MN
05/29/2003 - 12/16/2004
FELTL & COMPANY (PLYMOUTH MN)
NY
04/17/1998 - 06/02/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
TX
08/26/1996 - 04/27/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
MO
04/12/1993 - 08/30/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
05/21/1987 - 04/13/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 03/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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