Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Schmidt has been in the financial services industry since March 17, 1993. William is currently registered with Independent Advisor Alliance, LLC. William has previously worked with CETERA ADVISORS LLC, IFG NETWORK SECURITIES, INC., CAPITAL BROKERAGE CORPORATION, and FORTH FINANCIAL SECURITIES, CORPORATION. William has the following licenses: Series 66, Series 24, SIE, and Series 7. William is also a Certified Financial Planner. William provides investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. William is separate from and independent of LPL Financial. William is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/29/2019 - Present
Independent Advisor Alliance, LLC (Mount Dora FL)
FL
01/01/2004 - 01/06/2016
CETERA ADVISORS LLC (MT. DORA FL)
GA
02/01/2000 - 01/02/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
VA
12/01/1997 - 02/17/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
03/18/1993 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
BOTH
Issued 12/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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