Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jarvis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., offering investment services in Charlotte, North Carolina. William Jarvis is registered with the Financial Industry Regulatory Authority (FINRA), and has held FINRA Series 7, Series 63, and Series 66 licenses. William Jarvis has been active in the securities industry since August 25, 2002, and has a history of working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. William Jarvis's professional background includes previous roles with Commonfund Securities, Inc. and Lime Brokerage LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/24/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
CT
04/07/2006 - 09/20/2017
COMMONFUND SECURITIES, INC. (WILTON CT)
NJ
03/22/2005 - 02/23/2006
LIME BROKERAGE LLC (MORRISTOWN NJ)
NY
01/03/1996 - 03/19/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/30/1992 - 03/22/1994
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 01/21/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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