Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hartfiel is a registered representative of Craig-Hallum Capital Group LLC. William has been in the securities industry since 1999. William holds multiple securities licenses including Series 7, 63, 62, 79TO, and 24. William is registered in 5 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
10/12/2005 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
NY
04/06/1998 - 05/04/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
MN
05/02/1996 - 04/06/1998
WESSELS, ARNOLD & HENDERSON, L.L.C. (MINNEAPOLIS MN)
MN
08/27/1991 - 03/22/1994
WESSELS, ARNOLD & HENDERSON, L.P. (MINNEAPOLIS MN)
BC
Issued 09/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/01/1996
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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