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William Frederic Fisher

Rice Financial Products Co.

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About William Frederic Fisher

William Frederic Fisher is a financial professional with over 17 years of experience in the industry. He is currently registered with Rice Financial Products Co. in Atlanta, Georgia. William has a broad range of experience and holds multiple licenses including Series 7, 63, 50, and 53. William previously worked at M. R. BEAL & COMPANY in Atlanta, Georgia.

Firm Information

William Fisher is currently registered with Rice Financial Products Co.. Rice Financial Products Co. is a Limited Liability Company formed in June 2009. The company is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Fisher’s Registration & Firm History

GA

09/05/2006 - Present

Rice Financial Products Co. (ATLANTA GA)

GA

04/28/2005 - 09/07/2006

M. R. BEAL & COMPANY (ATLANTA GA)

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Licenses & Designations

BC

Issued 05/16/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2018

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 04/27/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Frederic Fisher.
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