Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Franklin Stanford has been in the financial industry since November 7, 2000. William is currently registered with Allstate Financial Services, LLC in Alabama. William is also registered with the state of Texas, Iowa, and Arkansas. William was previously registered with Compass Brokerage, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William has passed the Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
05/20/2004 - Present
Allstate Financial Services, LLC (Huntsville AL)
AL
02/23/2001 - 01/16/2003
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
NY
07/08/1999 - 03/22/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/30/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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