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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Richardson is a financial advisor with Avantax Advisory Services. William has over 30 years of experience in the financial services industry. William specializes in financial planning, portfolio management, and retirement planning. William is dedicated to helping clients achieve their financial goals. William offers a variety of services to meet his clients' needs, including investment management, retirement planning, and estate planning. William is committed to providing personalized service to each of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/13/2020 - Present
Avantax Advisory Services (Houston TX)
TX
07/17/2020 - 10/12/2020
SECURITIES AMERICA, INC. (HOUSTON TX)
TX
01/05/2012 - 07/17/2020
INVESTACORP, INC. (HOUSTON TX)
TX
04/13/2011 - 12/31/2011
GENEOS WEALTH MANAGEMENT, INC. (HOUSTON TX)
TX
08/01/2006 - 04/18/2011
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TN
01/04/2006 - 03/06/2006
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
TX
05/11/2005 - 01/12/2006
IMS SECURITIES, INC. (HOUSTON TX)
CT
07/10/1998 - 08/10/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MA
05/27/1997 - 01/30/1998
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
NJ
02/28/1996 - 10/09/1996
ADP BROKER-DEALER, INC. (ROSELAND NJ)
CA
01/03/1995 - 07/26/1995
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
PA
01/01/1993 - 02/18/1993
CIGNA SECURITIES, INC. (RADNOR PA)
CT
07/26/1990 - 06/12/1991
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
TX
11/05/1987 - 05/11/1988
WESTCAP SECURITIES, INC. (HOUSTON TX)
NA
10/29/1986 - 11/24/1987
CAPITOL MUNICIPAL SECURITIES, INC.
NA
09/07/1984 - 11/26/1984
ROBERT W. BAIRD & CO. INCORPORATED
NA
12/07/1983 - 09/04/1984
OPPENHEIMER & CO., INC.
NA
12/22/1980 - 11/29/1983
DEAN WITTER REYNOLDS INC.
BOTH
Issued 10/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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