Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Franklin Cordray is a financial advisor with over 23 years of experience in the industry. William is currently registered with Raymond James & Associates, Inc. and holds several licenses and certifications, including Series 7, 9, 10, 24, 63, and 66. William has worked for various firms throughout his career including Wells Fargo Clearing Services, LLC, Scottrade, Inc., TD Waterhouse Investor Services, Inc., and Centaurus Financial, Inc. William provides a range of financial services including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/28/2022 - Present
Raymond James & Associates, Inc. (NEWPORT BEACH CA)
CA
01/13/2020 - 11/03/2022
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
CA
06/16/2005 - 03/07/2018
SCOTTRADE, INC. (IRVINE CA)
NE
03/23/2000 - 06/13/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NE
07/22/1998 - 07/22/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
CA
07/24/1997 - 06/15/1998
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
BOTH
Issued 05/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/23/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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