Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Frank Welsh is an investment advisor representative at LPL Financial LLC. William has been in the financial services industry for over 40 years. William specializes in providing investment advice to individuals, businesses, and retirement plans. William is a CERTIFIED FINANCIAL PLANNER™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/16/2018 - Present
LPL Financial LLC (WILLIAMSVILLE NY)
NY
09/21/2016 - 12/14/2018
KEY INVESTMENT SERVICES LLC (SNYDER NY)
NY
05/15/2012 - 09/21/2016
LPL FINANCIAL LLC (SNYDER NY)
NY
01/01/2005 - 05/15/2012
HSBC SECURITIES (USA) INC. (SNYDER NY)
NY
03/24/1999 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
CA
08/30/1997 - 01/22/1999
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
04/12/1994 - 12/07/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
06/23/1992 - 04/21/1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
NA
12/10/1985 - 06/25/1992
J. W. GANT & ASSOCIATES, INC.
NA
07/31/1985 - 01/01/1986
FIRST EASTERN SECURITIES CORPORATION
NA
09/17/1984 - 08/06/1985
A. G. EDWARDS & SONS, INC.
NA
12/30/1980 - 09/14/1984
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
BOTH
Issued 11/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/27/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/01/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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