Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Frank Reynolds is a financial professional with over 20 years of experience in the financial services industry. William has a wide range of experience across various financial firms including ABN AMRO Incorporated, Waterhouse Securities, Inc. and Jack White & Company, Inc. William is currently a registered representative of Loop Capital Markets LLC and has been associated with the firm since October 2004. William holds a Series 63, Series 7, Series 3, Series 4, Series 8, Series 9, Series 10 and Series 24. William is licensed in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
10/26/2004 - Present
Loop Capital Markets LLC (CHICAGO IL)
CT
12/06/2000 - 09/23/2004
ABN AMRO INCORPORATED (STAMFORD CT)
NE
06/01/1998 - 05/28/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
11/25/1997 - 06/01/1998
JACK WHITE & COMPANY, INC.
BC
Issued 11/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/15/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/02/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1999
Series 3 - National Commodity Futures Examination
BC
Issued 11/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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