Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Regan has been in the financial services industry since 1999. William is currently registered with The O.n. Equity Sales Co. and has been working with this firm since 2010. William is licensed in Kansas and Missouri. He previously worked with firms such as INVEST FINANCIAL CORPORATION, ONEAMERICA SECURITIES, INC., WADDELL & REED, INC., and EDWARD JONES. William's professional experience is diverse and includes roles in various financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
03/25/2015 - Present
THE O.n. Equity Sales Co. (Lee's Summit MO)
KS
02/19/2015 - 03/04/2015
INVEST FINANCIAL CORPORATION (LEAWOOD KS)
MO
04/09/2012 - 03/02/2015
ONEAMERICA SECURITIES, INC. (LEES SUMMIT MO)
MO
12/06/2010 - 04/17/2012
THE O.N. EQUITY SALES COMPANY (GREENWOOD MO)
MO
03/24/2009 - 12/14/2010
WADDELL & REED, INC. (INDEPENDENCE MO)
KS
01/14/2005 - 03/26/2009
THE O.N. EQUITY SALES COMPANY (OVERLAND PARK KS)
MO
06/11/1999 - 01/25/2005
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 02/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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