Unclaimed
William Frank Love is a registered representative with Dempsey Lord Smith, LLC. William Frank Love has been in the industry since 1991. William Frank Love has worked with Dempsey Lord Smith, LLC since 2016. Previously, William Frank Love worked at a number of firms including Mutual of Omaha Investor Services, Inc. and John Hancock Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/03/2020 - Present
Dempsey Lord Smith, LLC (ROME GA)
GA
08/16/2016 - 08/19/2019
DEMPSEY LORD SMITH, LLC (ROME GA)
NE
07/11/2012 - 09/05/2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
MO
02/01/2012 - 05/21/2012
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
GA
01/19/2011 - 02/07/2012
DEMPSEY LORD SMITH, LLC (ROME GA)
MA
01/01/2002 - 04/24/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
02/02/1999 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
TN
08/17/1998 - 02/16/1999
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
07/24/1995 - 12/05/1995
PACIFIC MUTUAL DISTRIBUTORS, INC. (NEWPORT BEACH CA)
AZ
03/21/1993 - 06/14/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
09/24/1991 - 03/22/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/24/1991 - 03/25/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
AZ
11/19/1989 - 03/15/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
09/17/1985 - 02/07/1990
INTEGRATED RESOURCES MARKETING, INC. (NEW YORK NY)
NA
02/18/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/23/1983 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/02/1984 - 06/03/1985
U. S. CAPITAL SECURITIES, INC.
NA
05/24/1982 - 09/26/1983
FSC SECURITIES CORPORATION
BC
Issued 05/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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