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William Frank Love

Dempsey Lord Smith, LLC

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About William Frank Love

William Frank Love is a registered representative with Dempsey Lord Smith, LLC. William Frank Love has been in the industry since 1991. William Frank Love has worked with Dempsey Lord Smith, LLC since 2016. Previously, William Frank Love worked at a number of firms including Mutual of Omaha Investor Services, Inc. and John Hancock Distributors LLC.

Firm Information

William Love is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Love’s Registration & Firm History

GA

11/03/2020 - Present

Dempsey Lord Smith, LLC (ROME GA)

GA

08/16/2016 - 08/19/2019

DEMPSEY LORD SMITH, LLC (ROME GA)

NE

07/11/2012 - 09/05/2014

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

MO

02/01/2012 - 05/21/2012

MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)

GA

01/19/2011 - 02/07/2012

DEMPSEY LORD SMITH, LLC (ROME GA)

MA

01/01/2002 - 04/24/2009

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

CT

02/02/1999 - 01/01/2002

MANULIFE WOOD LOGAN, INC. (STAMFORD CT)

TN

08/17/1998 - 02/16/1999

JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)

CA

07/24/1995 - 12/05/1995

PACIFIC MUTUAL DISTRIBUTORS, INC. (NEWPORT BEACH CA)

AZ

03/21/1993 - 06/14/1995

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NY

09/24/1991 - 03/22/1993

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

09/24/1991 - 03/25/1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

AZ

11/19/1989 - 03/15/1990

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NY

09/17/1985 - 02/07/1990

INTEGRATED RESOURCES MARKETING, INC. (NEW YORK NY)

NA

02/18/1986 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

09/23/1983 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

07/02/1984 - 06/03/1985

U. S. CAPITAL SECURITIES, INC.

NA

05/24/1982 - 09/26/1983

FSC SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 05/28/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Frank Love.
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