Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Francis Xavier Bard is an Investment Advisor Representative with RBC Capital Markets, LLC, registered with both the state of Minnesota and Texas. William has been in the securities industry since January 13, 2004. Prior to joining RBC, William was an Investment Advisor Representative with Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. William is a Series 7, 9, 22, 63, 66 and SIE licensed representative. William offers services in financial planning, pension consulting, educational seminars and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
08/03/2016 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
01/03/2011 - 04/26/2012
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
04/05/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
NA
01/03/1984 - 07/31/1985
IDS FINANCIAL SERVICES INC.
NA
04/29/1983 - 07/31/1985
IDS MARKETING CORPORATION
BOTH
Issued 05/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/27/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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