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William Francis Walthouse

Citizens Securities, Inc.

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About William Francis Walthouse

William Francis Walthouse is a financial advisor registered with Citizens Securities, Inc. William has been working in the financial services industry since 2008. William is registered to provide financial advice in Connecticut, Florida, Massachusetts, Rhode Island and Vermont. William has experience with several firms including St. Germain Securities, Inc., Key Investment Services LLC and Invest Financial Corporation. William holds Series 6, 7, 63 and 65 licenses and is licensed to provide financial advice for individuals, high net worth individuals and businesses.

Firm Information

William Walthouse is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Walthouse’s Registration & Firm History

CT

11/27/2023 - Present

Citizens Securities, Inc. (EAST LYME CT)

MA

02/27/2017 - 08/30/2022

ST. GERMAIN SECURITIES, INC. (SPRINGFIELD MA)

MA

10/26/2016 - 02/17/2017

KEY INVESTMENT SERVICES LLC (LUDLOW MA)

MA

08/25/2005 - 04/15/2013

INVEST FINANCIAL CORPORATION (HOLYOKE MA)

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Licenses & Designations

BC

Issued 11/23/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/21/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/24/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Francis Walthouse.
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