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William Francis stafford Allen

AON Securities LLC

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About William Francis stafford Allen

William Francis Stafford Allen is a registered representative with Aon Securities LLC. William has been in the securities industry since 2008 and has a strong background in investment banking. He has worked for several firms including Keefe, Bruyette & Woods, Inc., Macquarie Capital (USA) Inc., and Fox-Pitt Kelton Cochran Caronia Waller (USA) LLC. William holds the Series 7, 63, 79, 17, and SIE licenses. He is registered in Connecticut, Florida, Illinois, Massachusetts, New Hampshire and New York.

Firm Information

William Allen is currently registered with AON Securities LLC. AON Securities LLC is a Limited Liability Company registered with the SEC and in 52 states. The firm, which was formed in 2018, provides fairness opinions, and has 11 registered representatives. Their main office is located in Chicago, Illinois.
AON Securities LLC

200 EAST RANDOLPH STREET

CHICAGO, IL 60601

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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fairness opinions

Fairness opinions

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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William Allen’s Registration & Firm History

NY

08/02/2024 - Present

AON Securities LLC (NEW YORK NY)

NY

08/19/2020 - 04/07/2022

PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)

MA

08/06/2012 - 07/24/2020

KEEFE, BRUYETTE & WOODS, INC. (BOSTON MA)

MA

12/01/2009 - 06/19/2012

MACQUARIE CAPITAL (USA) INC. (BOSTON MA)

MA

05/01/2008 - 12/01/2009

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (BOSTON MA)

NY

01/16/2008 - 05/05/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/29/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/02/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/26/2024

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2008

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Francis stafford Allen.
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