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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Francis Slattery is a registered Investment Advisor Representative with Cetera Investment Advisers LLC and is licensed in 12 states. William has been in the financial services industry since January 18, 1981, and his experience includes previous roles at Walnut Street Securities, Inc., Ascend Financial Services, Inc., Guardian Investor Services Corporation, Cadaret, Grant & Co., Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Cetera Investment Advisers LLC is a firm that has offices in Schaumburg, IL. William's experience and expertise provide him with the knowledge and skills to help clients with their financial planning needs, including portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
06/29/2023 - Present
Cetera Investment Advisers LLC (GILFORD NH)
NH
03/16/1998 - 09/03/2013
WALNUT STREET SECURITIES, INC. (GILFORD NH)
MN
02/10/1997 - 03/13/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
12/07/1989 - 02/06/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
05/21/1986 - 11/16/1989
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
10/20/1980 - 10/28/1985
EQUICO SECURITIES, INC.
NA
06/04/1980 - 10/28/1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 09/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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