Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Francis Plum has been in the financial industry for over 30 years. William has held a variety of roles at different firms, including Locust Street Securities, Inc., The Investment Center, Inc., and CPA Advisors Network, Inc.. William is currently registered with GWN Securities Inc. and provides financial planning services for individuals, businesses, and high-net-worth individuals. William also offers market timing services and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
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2
NJ
05/27/2021 - Present
GWN Securities Inc. (BRIDGEWATER NJ)
PA
01/01/2004 - 02/27/2015
VOYA FINANCIAL ADVISORS, INC. (DOYLESTOWN PA)
IA
03/02/1999 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NJ
01/05/1999 - 03/04/1999
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
RI
01/02/1998 - 01/04/1999
CPA ADVISORS NETWORK, INC. (PROVIDENCE RI)
NE
05/22/1997 - 01/14/1998
SECURITIES AMERICA, INC. (LAVISTA NE)
OH
02/03/1997 - 06/10/1997
AAG SECURITIES, INC. (CINCINNATI OH)
IA
01/04/1995 - 02/04/1997
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IL
07/30/1992 - 12/30/1994
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
PA
01/18/1991 - 08/19/1992
PHILADELPHIA FINANCIAL ADVISORS, INC. (PHILADELPHIA PA)
MA
04/19/1990 - 01/29/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/19/1990 - 01/29/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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