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William Francis Moreno

Revere Securities LLC

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About William Francis Moreno

William Moreno is a securities professional with over 25 years of experience in the industry. William has held various positions at several firms including EMPIRE FINANCIAL GROUP, INC., JESUP & LAMONT SECURITIES CORP, VCAPITAL SECURITIES LLC, PRECISION TRADING GROUP, LLC, SOUTHPORT SECURITIES, LLC, ROBERT THOMAS SECURITIES, INC, and J.W. BARCLAY & CO., INC. William is currently registered with Revere Securities LLC in New York, New York. William holds a Series 4, 7, 24, 27, 63, 79TO, 99TO, and SIE license.

Firm Information

William Moreno is currently registered with Revere Securities LLC. Revere Securities LLC is a Limited Liability Company that was formed on December 31, 2013. The firm is approved and registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Revere Securities LLC has been the subject of 13 regulatory events and 3 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Moreno’s Registration & Firm History

NY

10/22/2008 - Present

Revere Securities LLC (NEW YORK NY)

NY

02/08/2007 - 06/06/2008

EMPIRE FINANCIAL GROUP, INC. (NEW YORK NY)

NY

03/13/2001 - 06/06/2008

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

NY

02/07/2007 - 02/07/2007

EMPIRE FINANCIAL GROUP, INC. (NEW YORK NY)

IL

12/19/2001 - 03/19/2002

VCAPITAL SECURITIES LLC (CHICAGO IL)

CT

11/15/1999 - 12/11/2001

PRECISION TRADING GROUP, LLC (STAMFORD CT)

CT

07/19/1999 - 04/16/2001

SOUTHPORT SECURITIES, LLC (STAMFORD CT)

FL

04/22/1997 - 12/21/1998

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NJ

09/30/1996 - 04/23/1997

J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)

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Licenses & Designations

BC

Issued 10/10/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2003

Series 4 - Registered Options Principal Examination

BC

Issued 06/09/2000

Series 24 - General Securities Principal Examination

BC

Issued 06/01/1999

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for William Francis Moreno. Review regulatory record here.
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