Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Francis Mitchell is an investment advisor representative who has been active in the industry since October 2, 1984. William Francis Mitchell currently works at Transamerica Financial Advisors, Inc.. William Francis Mitchell has a total of 28 years of experience with 8 previous firms and 1 current firm. William Francis Mitchell is registered in 28 states and is a registered investment advisor representative in 3 states. William Francis Mitchell has passed the Series 6, 7, 26, 63, 65, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
09/03/2015 - Present
Transamerica Financial Advisors, Inc. (CINCINNATI OH)
OH
03/26/2002 - 01/06/2012
WORLD GROUP SECURITIES, INC. (CINCINNATI OH)
GA
06/06/1994 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
FL
09/10/1992 - 06/06/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
GA
10/06/1987 - 09/21/1992
PFS INVESTMENTS INC. (DULUTH GA)
NA
02/28/1986 - 09/24/1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
04/25/1985 - 09/25/1985
FSC SECURITIES CORPORATION
NA
02/05/1985 - 04/19/1985
USLIFE EQUITY SALES CORP.
NA
03/13/1984 - 01/02/1985
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 08/22/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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