Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Francis May is a financial advisor registered with LPL Financial LLC and has been in the industry since September 1, 1985. William Francis May has experience in both financial and investment advisory services. William Francis May has worked with a number of firms throughout their career including KEY INVESTMENT SERVICES LLC, MCDONALD INVESTMENTS INC., HSBC SECURITIES (USA) INC., HSBC BROKERAGE (USA) INC., REPUBLIC FINANCIAL SERVICES CORPORATION, CHASE INVESTMENT SERVICES CORP., BHCM INC., CHEMICAL INVESTMENT SERVICES CORP., CITICORP INVESTMENT SERVICES, FINANCIAL HORIZONS SECURITIES CORPORATION, CITICORP FINANCIAL SERVICES,INC., A. G. EDWARDS & SONS, INC., FINANCIAL EQUITIES RESOURCES, INC., BAILEY, MARTIN & APPEL, INC. and FIRST JERSEY SECURITIES, INC. William Francis May is currently registered in Connecticut, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (WHITE PLAINS NY)
NY
01/03/2006 - 10/05/2012
KEY INVESTMENT SERVICES LLC (TARRYTOWN NY)
NY
12/06/2005 - 12/31/2005
MCDONALD INVESTMENTS INC. (ALBANY NY)
NY
01/01/2005 - 10/25/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
06/19/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
01/01/1997 - 06/19/2000
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
IL
08/21/1996 - 01/08/1997
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
05/08/1995 - 08/21/1996
BHCM INC. (HOUSTON TX)
NA
10/18/1994 - 05/10/1995
CHEMICAL INVESTMENT SERVICES CORP.
NY
06/01/1992 - 11/08/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
03/01/1993 - 03/10/1994
FINANCIAL HORIZONS SECURITIES CORPORATION
NA
10/25/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
MO
07/11/1990 - 10/12/1990
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
03/05/1990 - 07/12/1990
FINANCIAL EQUITIES RESOURCES, INC.
NA
03/13/1987 - 03/05/1990
BAILEY, MARTIN & APPEL, INC.
NA
05/22/1984 - 01/23/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 11/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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