Unclaimed
William Higgins is a registered representative and investment banking professional with Ernst & Young Capital Advisors, LLC. He holds Series 79TO and SIE licenses and is also a Series 63 licensee in New York. William's industry experience began in June 2022 and he is currently located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/14/2022 - Present
Ernst & Young Capital Advisors, LLC (NEW YORK NY)
BC
Issued 03/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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