linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Francis Gilmartin

Capital Client Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Francis Gilmartin

William Francis Gilmartin III is a registered Investment Advisor Representative with Capital Client Group, Inc. William has been in the financial industry since December 12, 2002. William holds the Series 65, Series 66, Series 7, and Series 26 licenses. William is also a Chartered Financial Analyst. William is currently registered in California, Florida, Indiana, Ohio, Pennsylvania, Virginia and West Virginia. Prior to joining Capital Client Group, Inc., William worked at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., JPMORGAN DISTRIBUTION SERVICES, INC., SELIGMAN ADVISORS, INC., WACHOVIA SECURITIES, LLC, and UBS FINANCIAL SERVICES INC. William's experience and credentials make him a valuable asset to Capital Client Group, Inc..

Firm Information

William Gilmartin is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

As agreed upon in a manner that covers registrant's costs

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Gilmartin’s Registration & Firm History

CA

04/07/2015 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

01/03/2011 - 10/03/2012

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (SAN FRANCISCO CA)

NY

01/22/2009 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)

NY

05/10/2007 - 11/13/2008

SELIGMAN ADVISORS, INC. (NEW YORK NY)

NJ

01/06/2005 - 04/26/2007

WACHOVIA SECURITIES, LLC (OCEANPORT NJ)

NJ

05/09/2002 - 11/26/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

Not sure if William Francis Gilmartin is right for you?

Licenses & Designations

IA

Issued 09/06/2013

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 07/23/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/28/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Francis Gilmartin.
Not sure if William Francis Gilmartin is right for you?