Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fusco is a financial advisor with Stifel, Nicolaus & Company, Inc. William has been working in the securities industry for over 48 years and has a wide range of experience. William holds Series 63, Series 65, Series 7TO, Series 9, Series 10, and Series 8 licenses. William has also been registered with several other firms throughout his career, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Paine Webber Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. William has a strong track record of success in helping clients achieve their financial goals. William offers a variety of financial services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (MADISON CT)
CT
06/01/2009 - 05/02/2012
MORGAN STANLEY SMITH BARNEY (MADISON CT)
CT
06/21/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GUILFORD CT)
NA
03/07/1986 - 06/27/1989
PAINEWEBBER INCORPORATED
NA
02/06/1978 - 04/01/1986
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
01/27/1977 - 03/28/1978
SHEARSON HAYDEN STONE INC.
NA
06/26/1974 - 03/17/1977
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 08/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/18/1977
PC - AMEX Put and Call Exam
BC
Issued 06/24/1974
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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