Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Francis Diaz is an investment advisor representative with Equitable Advisors, LLC. William Diaz has been in the industry since 2022-01-07 and has experience with investment advisory services. Equitable Advisors, LLC is a registered investment advisor with over 81,000 clients. The firm offers a variety of advisory services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. William Diaz is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 65, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
08/15/2023 - Present
Equitable Advisors, LLC (CHATTANOOGA TN)
BC
Issued 03/25/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure William Diaz is the right advisor for you? Invested Better is here to help.
