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William Francis Cleary

Wedbush Securities Inc.

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About William Francis Cleary

William Francis Cleary is a registered representative with Wedbush Securities Inc. William has over 20 years of experience in the financial services industry. William previously worked at Quadriserv Securities, Inc., Cantor Fitzgerald & Co., Neuberger Berman, LLC, Credit Agricole Indosuez Securities, Inc., and Daiwa Securities America Inc. William holds the Series 7, Series 99, and Series 63 licenses. William specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.

Firm Information

William Cleary is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Cleary’s Registration & Firm History

NJ

11/19/2012 - Present

Wedbush Securities Inc. (JERSEY CITY NJ)

NY

11/10/2005 - 07/16/2008

QUADRISERV SECURITIES, INC. (NEW YORK NY)

NY

08/01/2003 - 11/07/2005

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

02/01/2001 - 08/01/2003

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

04/24/2000 - 07/04/2000

CREDIT AGRICOLE INDOSUEZ SECURITIES, INC. (NEW YORK NY)

NY

11/11/1996 - 09/25/1997

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/27/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2012

Series 99 - Operations Professional Examination

BC

Issued 04/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for William Francis Cleary. Review regulatory record here.
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