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William Francis Byrne

Marex Capital Markets Inc.

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About William Francis Byrne

William Byrne is a financial advisor with over 30 years of experience in the securities industry. William is currently registered with Marex Capital Markets Inc. in Red Bank, New Jersey. Prior to joining Marex Capital Markets Inc., William was a financial advisor at Cowen And Company. William has a wide range of experience in the financial services industry. William holds a Series 7, 24, 55, 57TO, and 72 license, as well as a Series 63.

Firm Information

William Byrne is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Byrne’s Registration & Firm History

NJ

12/08/2023 - Present

Marex Capital Markets Inc. (Red Bank NJ)

NJ

08/10/2021 - 12/13/2023

COWEN AND COMPANY (Summit NJ)

NY

01/29/2016 - 01/04/2022

COWEN PRIME SERVICES LLC (NEW YORK NY)

NY

05/13/2008 - 06/15/2016

COWEN PRIME SERVICES TRADING LLC (NEW YORK NY)

NY

12/06/2000 - 01/07/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

CA

02/25/1998 - 01/04/1999

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

NJ

10/03/1994 - 01/15/1998

CLEARWATER SECURITIES, INC. (SHORT HILLS NJ)

NY

02/18/1992 - 10/07/1994

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/14/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Francis Byrne.
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