Unclaimed
William Francis Burns is a financial advisor with UBS Securities LLC. William has been in the industry since September 30, 2010. William holds the Series 63, SIE and Series 79 licenses and is registered in 52 states. William previously worked at TD Securities (USA) LLC, COWEN AND COMPANY and FAIRMOUNT PARTNERS LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/31/2024 - Present
UBS Securities LLC (SAN FRANCISCO CA)
NY
03/06/2024 - 07/25/2024
TD SECURITIES (USA) LLC (NEW YORK NY)
CA
11/04/2013 - 07/25/2024
COWEN AND COMPANY (San Francisco CA)
PA
09/13/2010 - 10/21/2013
FAIRMOUNT PARTNERS LP (RADNOR PA)
BC
Issued 07/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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