Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Francis is a financial professional with over 25 years of experience in the financial services industry. William Francis is currently registered with Stifel, Nicolaus & Company, Inc. in Pensacola, FL. William Francis has been with Stifel, Nicolaus & Company, Inc. since August 2009. Prior to that, William Francis was with UBS Financial Services Inc. in Pensacola, FL from January 2003 to August 2009 and Morgan Stanley DW Inc. in Purchase, NY from September 1997 to February 2003. William Francis specializes in providing financial planning, portfolio management, and other investment advisory services to individuals, businesses, and institutions. William Francis is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/03/2021 - Present
Stifel, Nicolaus & Company, Inc. (PENSACOLA FL)
FL
01/31/2003 - 08/14/2009
UBS FINANCIAL SERVICES INC. (PENSACOLA FL)
NY
09/08/1997 - 02/05/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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