Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Locke is a financial advisor with Adirondack Financial Services Corp. William has been with the firm since December 2007. William has been registered with FINRA since 1992 and is currently registered with the state of New York and Texas. William has a Series 6 license and is a Chartered Financial Analyst. William specializes in providing financial planning, portfolio management for individuals and pension consulting. Adirondack Financial Services Corp. is a financial services firm headquartered in Utica, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/01/2023 - Present
Adirondack Financial Services Corp. (UTICA NY)
MA
09/17/1992 - 06/26/1997
FIS SECURITIES, INC. (BOSTON MA)
BC
Issued 08/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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