Unclaimed
William Foster Bounds is a financial advisor at Cetera Advisors LLC. William has been in the industry since 1987. William holds a Series 6, 7, 24, 63, and 66 licenses. He is registered to do business in 23 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/22/1989 - Present
Cetera Advisors LLC (CHAPEL HILL NC)
DE
04/09/1987 - 07/03/1989
PML SECURITIES COMPANY (NEWARK DE)
BOTH
Issued 11/01/2000
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Bounds is the right advisor for you? Invested Better is here to help.