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William Foster Bounds

Cetera Advisors LLC

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About William Foster Bounds

William Foster Bounds is a financial advisor at Cetera Advisors LLC. William has been in the industry since 1987. William holds a Series 6, 7, 24, 63, and 66 licenses. He is registered to do business in 23 states.

Firm Information

William Bounds is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Bounds’s Registration & Firm History

NC

06/22/1989 - Present

Cetera Advisors LLC (CHAPEL HILL NC)

DE

04/09/1987 - 07/03/1989

PML SECURITIES COMPANY (NEWARK DE)

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Licenses & Designations

BOTH

Issued 11/01/2000

Series 66 - Uniform Combined State Law Examination

IA

Issued 03/13/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/10/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1992

Series 7 - General Securities Representative Examination

BC

Issued 04/08/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for William Foster Bounds. Review regulatory record here.
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