Unclaimed
William Ford Peck is a financial advisor with Janney Montgomery Scott LLC. William has been in the financial industry since 1982, providing financial guidance to individuals and families. His experience spans over 40 years, and he has held positions at several firms, including Brown Advisory Securities, LLC, Morgan Stanley DW Inc., DB Alex. Brown LLC, and Alex. Brown & Sons Incorporated. William specializes in providing investment advice, financial planning, and portfolio management services. William is registered with both FINRA and the SEC and holds the Series 63, 65, 7, and SIE licenses. William is also a board member and treasurer of the Kernan Hospital Endowment.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MD
11/06/2020 - Present
Janney Montgomery Scott LLC (TOWSON MD)
MD
07/01/2005 - 08/17/2018
BROWN ADVISORY SECURITIES, LLC (BALTIMORE MD)
NY
04/26/2000 - 07/07/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
09/01/1997 - 04/18/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
06/28/1982 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IA
Issued 07/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1983
Series 5 - Interest Rate Options Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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