Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Floyd Wilcox is a financial advisor with over 25 years of experience in the industry. William began his career at First Security Investor Services, Inc. in 1994, and has worked at Wells Fargo Van Kasper, LLC and Zions Direct, Inc. William's registration is active in Utah, where he holds his Series 6, 63, 27 and 99TO licenses. William is a Registered Representative with Zions Direct, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
10/11/2002 - Present
Zions Direct, Inc. (SALT LAKE CITY UT)
CA
07/01/1999 - 11/20/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
UT
03/28/1994 - 07/01/1999
FIRST SECURITY INVESTOR SERVICES, INC. (SALT LAKE CITY UT)
BC
Issued 10/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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