Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Figueroa is a financial professional with over 10 years of experience in the industry. William currently holds the Series 27, Series 99, and SIE licenses. William is currently employed by Mufg Securities Americas Inc. Prior to this role, William held positions at Commerz Markets LLC, Instinet, LLC, BBVA Securities Inc., and Natixis Securities Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/24/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/15/2019 - 04/05/2021
COMMERZ MARKETS LLC (NEW YORK NY)
NY
09/06/2018 - 01/18/2019
INSTINET, LLC (NEW YORK NY)
NY
05/17/2018 - 09/07/2018
BBVA SECURITIES INC. (NEW YORK NY)
NY
08/20/2012 - 01/12/2018
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
BC
Issued 03/18/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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