Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fields Leake is a financial advisor based in Omaha, Nebraska. He is associated with Sequent Planning, LLC. William has been in the industry for more than 25 years. William has an active Investment Advisor and Broker-Dealer registration. He has passed the Series 6, 7, 22, 24, 63, 65 and SIE exams. William has prior experience with PROEQUITIES, INC., MML INVESTORS SERVICES, LLC, VERAVEST INVESTMENTS, INC., 1717 CAPITAL MANAGEMENT COMPANY, ROYAL ALLIANCE ASSOCIATES, INC., and CIGNA FINANCIAL ADVISORS, INC. He has a branch manager position with FUTURITY FIRST INSURANCE GROUP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
03/06/2018 - Present
Sequent Planning, LLC (OMAHA NE)
TX
06/19/2013 - 03/28/2018
PROEQUITIES, INC. (SUGAR LAND TX)
TX
12/19/2003 - 08/03/2012
MML INVESTORS SERVICES, LLC (HOUSTON TX)
MA
07/07/1999 - 12/18/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
DE
05/10/1995 - 06/21/1999
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
AZ
04/21/1995 - 06/15/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
03/12/1990 - 04/28/1995
CIGNA FINANCIAL ADVISORS,INC.
PA
08/21/1986 - 04/28/1995
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
MA
10/14/1988 - 01/01/1990
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/20/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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