Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam F Rica is an investment advisor representative at Morgan Stanley. William has been in the securities industry for over 10 years and is registered with the state of New York. William specializes in providing financial planning, asset allocation advice and portfolio management services to high-net-worth individuals, corporations, investment clubs, charitable organizations, insurance companies, and pension and profit-sharing plans. William holds the Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
12/22/2022 - Present
Morgan Stanley (PURCHASE NY)
CO
02/02/2022 - 08/25/2022
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
FL
10/26/2020 - 04/12/2021
TRINITY WEALTH SECURITIES, L.L.C. (Winter Park FL)
BC
Issued 01/07/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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