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William F McKernan

Northwestern Mutual Investment Services, LLC

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About William F McKernan

William F. McKernan is an active broker and investment advisor representative. William F. McKernan is registered with Northwestern Mutual Investment Services, LLC and has been in the industry since March 6, 2003. William F. McKernan is registered in 36 states and is also registered as an investment advisor representative in Florida. William F. McKernan has passed the Series 6, 7, 9, 10, 26, 63 and 65 exams. William F. McKernan has a branch office location at Northwestern Mutual Investment Services, LLC in WEST PALM BCH, FL. William F. McKernan is also the owner of WFM Group, LLC, a legal entity established for business purposes that provides investment-related services.

Firm Information

William McKernan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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William McKernan’s Registration & Firm History

FL

10/29/2013 - Present

Northwestern Mutual Investment Services, LLC (WEST PALM BCH FL)

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Licenses & Designations

IA

Issued 08/02/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/20/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/25/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/09/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2018

Series 7 - General Securities Representative Examination

BC

Issued 03/03/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for William F McKernan. Review regulatory record here.
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