Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam F Mckenna is an active investment advisor representative registered with Wealthpenn.comllc, located in West Palm Beach, FL. William has been working in the financial industry since 1983. William is also an active investment advisor representative in Texas. Before joining Wealthpenn.comllc, William worked for UBS FINANCIAL SERVICES INC. and MORGAN STANLEY SMITH BARNEY. William has Series 63, Series 65, Series 7 and SIE licenses and has been registered in 31 states. William has also held registrations in various other states in the past. William’s current registrations allow him to provide investment advice to individual clients, corporations, insurance companies, charitable organizations, pooled investment vehicles, state or municipal government entities, pension and profit-sharing plans, banking or thrift institutions, and investment companies. William also provides asset allocation advice, financial planning, educational seminars and selection of other advisors services. William is also a 100% owner and decision-maker of 765 Dakota LLC, a rental property company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/03/2023 - Present
Wealthpenn.comllc (West Palm Beach FL)
NJ
04/28/2011 - 10/06/2020
UBS FINANCIAL SERVICES INC. (RED BANK NJ)
NJ
06/01/2009 - 05/05/2011
MORGAN STANLEY SMITH BARNEY (RED BANK NJ)
NJ
06/24/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RED BANK NJ)
NY
01/26/1987 - 07/14/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/20/1983 - 02/04/1987
MID-STATE SECURITIES CORP.
IA
Issued 4/6/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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