Unclaimed
William F Gana is a financial advisor currently registered with Morgan Stanley Distribution, Inc. in San Francisco, CA. William has been in the securities industry for over 10 years and is licensed to offer investment advice in New York. Prior to joining Morgan Stanley, William was a financial advisor at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Securities, LLC. William is a Series 63, Series 79TO, and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/04/2022 - Present
Morgan Stanley Distribution, Inc. (San Francisco CA)
NY
12/01/2020 - 07/06/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
CA
03/16/2019 - 07/01/2020
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
BC
Issued 04/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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