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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ewart Clegg IV is a financial advisor with Summit Financial, LLC. William Clegg IV has been a registered representative for over 25 years and has experience in the securities industry. William Ewart Clegg IV is a registered investment advisor in Florida and is also licensed as a broker-dealer. William Ewart Clegg IV provides financial planning, portfolio management, and selection of other advisors to individuals and businesses. Summit Financial, LLC is a registered investment advisor with offices in Parsippany, New Jersey and Naples, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/30/2024 - Present
Summit Financial, LLC (NAPLES FL)
FL
11/19/2008 - 05/07/2024
UBS FINANCIAL SERVICES INC. (BONITA SPRINGS FL)
FL
04/02/2007 - 11/20/2008
MORGAN STANLEY & CO. INCORPORATED (BONITA SPRINGS FL)
FL
12/08/1998 - 04/02/2007
MORGAN STANLEY DW INC. (BONITA SPRINGS FL)
IA
Issued 12/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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