Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Everett Huffman is a financial advisor with over 50 years of experience in the industry. William is registered with Morgan Stanley and has been with the firm since June 2009. Previously, William was registered with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, and Merrill Lynch, Pierce, Fenner & Smith, Inc. William has a wide range of experience and is licensed to provide investment advice and securities services in multiple states. William holds several industry certifications, including the Series 7, Series 63, Series 65, Series 9, Series 10, Series 24, Series 4, Series 12, and SIE. William is also a co-owner for Concept, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MO
06/01/2009 - Present
Morgan Stanley (Clayton MO)
MO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. LOUIS MO)
MO
08/08/1988 - 04/02/2007
MORGAN STANLEY DW INC. (ST. LOUIS MO)
NA
04/11/1988 - 08/06/1988
SHEARSON LEHMAN HUTTON INC.
NA
12/15/1972 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
12/19/1972 - 05/14/1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 04/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/1980
Series 24 - General Securities Principal Examination
BC
Issued 09/10/1979
Series 4 - Registered Options Principal Examination
BC
Issued 07/12/1979
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 12/15/1972
Series 000 - General Securities Principal Examination
BC
Issued 12/13/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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