Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Evans is a financial advisor with over 25 years of experience. William has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since August 2019. Before joining Merrill Lynch, William worked as a financial advisor at J.P. Morgan Securities LLC, Sanford C. Bernstein & Co., LLC, Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Goldman, Sachs & Co., Northwestern Mutual Investment Services, Inc., and Robert W. Baird & Co. Incorporated. William holds Series 3, 6, 7, 63, 65, and 66 licenses and has earned the Securities Industry Essentials Examination (SIE) designation. William specializes in providing financial advice to individuals, corporations, and institutions. William Evans is a dedicated and experienced financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/14/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
07/01/2013 - 08/30/2019
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
11/30/2010 - 07/01/2013
SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)
IL
04/02/2007 - 03/13/2008
MORGAN STANLEY & CO., INCORPORATED (CHICAGO IL)
IL
06/04/2002 - 04/02/2007
MORGAN STANLEY DW INC. (CHICAGO IL)
NY
04/24/1996 - 04/02/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
WI
05/17/1993 - 04/18/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
05/17/1993 - 04/15/1996
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/02/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1996
Series 3 - National Commodity Futures Examination
BC
Issued 05/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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