Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Eugene Schick is a financial advisor with over 30 years of experience in the financial services industry. William currently works at Wells Fargo Clearing Services, LLC and is registered with FINRA. William has held previous roles at Morgan Stanley, Wells Fargo Advisors, LLC, RBC Dain Rauscher Inc., Tucker Anthony Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, Cruttenden Roth Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sutro & Co. Incorporated, PaineWebber Incorporated, Shearson Lehman Hutton Inc., Finalco Capital Corp., and E. F. Hutton & Company Inc.. William holds the Series 3, 7, 8, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (SYRACUSE NY)
NY
06/01/2012 - 07/31/2015
MORGAN STANLEY (SKANEATELES NY)
NY
08/29/2003 - 06/05/2012
WELLS FARGO ADVISORS, LLC (SYRACUSE NY)
NY
03/09/2002 - 09/05/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
10/22/2001 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
03/30/2001 - 10/23/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/05/1998 - 04/04/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
05/20/1998 - 11/06/1998
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
NY
10/07/1996 - 04/30/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/10/1994 - 09/24/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
03/09/1992 - 10/27/1994
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NJ
11/30/1988 - 03/05/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/16/1986 - 12/19/1988
SHEARSON LEHMAN HUTTON INC.
NA
12/10/1984 - 03/26/1986
FINALCO CAPITAL CORP.
NA
04/29/1982 - 09/21/1984
E. F. HUTTON & COMPANY INC
IA
Issued 10/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1997
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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